4//SEC Filing
LPL Financial Holdings Inc. 4
Accession 0001397911-15-000061
$LPLACIK 0001397911operating
Filed
Mar 9, 8:00 PM ET
Accepted
Mar 10, 8:08 PM ET
Size
7.8 KB
Accession
0001397911-15-000061
Insider Transaction Report
Form 4
Bergers David P.
MD, Legal & Gov't Relations
Transactions
- Award
Option to purchase Common Stock
2015-03-06+23,056→ 23,056 totalExercise: $45.55Exp: 2025-03-06→ Common Stock (23,056 underlying) - Award
Common Stock
2015-03-06+3,293→ 53,323 total
Footnotes (3)
- [F1]These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of March 6, 2016, March 6, 2017 and March 6, 2018. Vested shares will be issued to the reporting person as soon as practicable after the applicable vesting date.
- [F2]Consists of (i) 1,294 shares of Common Stock; (ii) 4,735 restricted stock units that vest ratably on each of August 5, 2015, August 5, 2016 and August 5, 2017; (iii) 37,878 restricted stock units that vest in full on August 5, 2015; (iv) 748 restricted stock units that vest ratably on February 24, 2016 and February 24, 2017; (v) 5,375 restricted stock units that vest ratably on each of August 5, 2015, August 5, 2016, August 5, 2017 and August 5, 2018; and (iv) the reported restricted stock units on this Form 4.
- [F3]This option becomes exercisable in three equal annual installments on each of March 6, 2016, March 6, 2017 and March 6, 2018.
Documents
Issuer
LPL Financial Holdings Inc.
CIK 0001397911
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001397911
Filing Metadata
- Form type
- 4
- Filed
- Mar 9, 8:00 PM ET
- Accepted
- Mar 10, 8:08 PM ET
- Size
- 7.8 KB