LPL Financial Holdings Inc. 4

4 · LPL Financial Holdings Inc. · Filed Mar 10, 2015

Form 4

Period: 2015-03-06

MD, Chief Information Officer

Transactions

Award
Option to purchase Common Stock
2015-03-06+21,442→ 21,442 total
Exercise: $45.55Exp: 2025-03-06→ Common Stock (21,442 underlying)
Award
Common Stock
2015-03-06+3,062→ 18,634 total
Award
Common Stock
2015-03-06+1,225→ 19,859 total
Award
Option to purchase Common Stock
2015-03-06+8,577→ 8,577 total
Exercise: $45.55From: 2018-03-06Exp: 2025-03-06→ Common Stock (8,577 underlying)

Footnotes (5)

[F1]These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of March 6, 2016, March 6, 2017 and March 6, 2018. Vested shares will be issued to the reporting person as soon as practicable after the applicable vesting date.
[F2]These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units vest in full on March 6, 2018. Vested shares will be issued to the reporting person as soon as practicable after the applicable vesting date.
[F3]Consists of (i) 5,376 shares of common stock; (ii) 5,636 restricted stock units that vest in full on December 17, 2015; (iii) 1,824 restricted stock units that vest ratably on February 24, 2016 and February 24, 2017; (iv) 2,736 restricted stock units that vest in full on February 24, 2017; and (v) the reported restricted stock units on this Form 4.
[F4]This option becomes exercisable in three equal annual installments on each of March 6, 2016, March 6, 2017 and March 6, 2018.
[F5]This option will become exercisable in full on March 6, 2018.

Documents

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