4//SEC Filing
LPL Financial Holdings Inc. 4
Accession 0001397911-16-000253
$LPLACIK 0001397911operating
Filed
Feb 28, 7:00 PM ET
Accepted
Feb 29, 8:41 PM ET
Size
9.6 KB
Accession
0001397911-16-000253
Insider Transaction Report
Form 4
Fetter Victor
MD, Chief Information Officer
Transactions
- Award
Common Stock
2016-02-25+5,490→ 22,779 total - Award
Common Stock
2016-02-25+3,111→ 25,890 total - Award
Option to purchase Common Stock
2016-02-25+61,934→ 61,934 totalExercise: $19.85Exp: 2026-02-25→ Common Stock (61,934 underlying)
Footnotes (4)
- [F1]These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2017, February 25, 2018 and February 25, 2019. Vested shares will be issued to the reporting person as soon as practicable after the applicable vesting date.
- [F2]These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units vest in full on February 25, 2019. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.
- [F3]Consists of (i) 9,354 shares of common stock; (ii) 912 restricted stock units that vest in full on February 24, 2017; (iii) 2,736 restricted stock units that vest in full on February 24, 2017; (iv) 1,225 restricted stock units that vest in full on March 6, 2018; (v) 3,062 restricted stock units that vest ratably on March 6, 2016, March 6, 2017, and March 6, 2018; and (vi) the restricted stock units reported on this Form 4.
- [F4]This option becomes exercisable in three equal annual installments on each of February 25, 2017, February 25, 2018 and February 25, 2019.
Documents
Issuer
LPL Financial Holdings Inc.
CIK 0001397911
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001397911
Filing Metadata
- Form type
- 4
- Filed
- Feb 28, 7:00 PM ET
- Accepted
- Feb 29, 8:41 PM ET
- Size
- 9.6 KB