4//SEC Filing
Calder Tracy 4
Accession 0001397911-18-000106
CIK 0001397911other
Filed
May 8, 8:00 PM ET
Accepted
May 9, 5:40 PM ET
Size
5.8 KB
Accession
0001397911-18-000106
Insider Transaction Report
Form 4
Calder Tracy
MD, Deputy Chief Risk Officer
Transactions
- Sale
Common Stock
2018-05-07$64.54/sh−7,388$476,822→ 20,256 total
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.50 to $64.68, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- [F2]Consists of (i) 5,167 shares of Common Stock; (ii) 10,747 restricted stock units that vest in full on February 25, 2019; (iii) 1,171 restricted stock units that vest in full on February 25, 2019; (iv) 1,608 restricted stock units that vest ratably on each of March 13, 2019 and March 13, 2020; and (v) 1,563 restricted stock units that vest ratably on each of February 23, 2019, February 23, 2020 and February 23, 2021.
Documents
Issuer
LPL Financial Holdings Inc.
CIK 0001397911
Entity typeother
Related Parties
1- filerCIK 0001665253
Filing Metadata
- Form type
- 4
- Filed
- May 8, 8:00 PM ET
- Accepted
- May 9, 5:40 PM ET
- Size
- 5.8 KB