4//SEC Filing
RIEPE JAMES S 4
Accession 0001397911-19-000135
CIK 0001397911other
Filed
Aug 26, 8:00 PM ET
Accepted
Aug 27, 6:46 PM ET
Size
8.1 KB
Accession
0001397911-19-000135
Insider Transaction Report
Form 4
RIEPE JAMES S
Director
Transactions
- Award
Common Stock
2019-08-23+33→ 95,174 total - Award
Common Stock
2019-08-23+7→ 95,141 total
Holdings
- 35,971(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 5, 2020. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 5, 2020. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.
- [F2]Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.
Documents
Issuer
LPL Financial Holdings Inc.
CIK 0001397911
Entity typeother
Related Parties
1- filerCIK 0001203072
Filing Metadata
- Form type
- 4
- Filed
- Aug 26, 8:00 PM ET
- Accepted
- Aug 27, 6:46 PM ET
- Size
- 8.1 KB