4//SEC Filing
Fandrey Edward 4
Accession 0001397911-21-000053
CIK 0001397911other
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 7:36 PM ET
Size
7.3 KB
Accession
0001397911-21-000053
Insider Transaction Report
Form 4
Fandrey Edward
Managing Director
Transactions
- Award
Common Stock
2021-02-25+3,603→ 3,603 total - Award
Common Stock
2021-02-25+24,572→ 28,175 total
Footnotes (2)
- [F1]These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2022, February 25, 2023, and February 25, 2024. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.
- [F2]These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest in eight installments as follows: 14.40% of the total number of shares on each of May 25, 2021, August 25, 2021 and November 25, 2021; 7.95% of the total number of shares on each of February 25, 2022, May 25, 2022, August 25, 2022 and November 25, 2022; and 25.00% of the total number of shares on February 25, 2023, subject to the Reporting Person's continued employment by the Issuer on each such vesting date. Vested shares will be issued to the Reporting Person as soon as practicable after their vesting date.
Documents
Issuer
LPL Financial Holdings Inc.
CIK 0001397911
Entity typeother
Related Parties
1- filerCIK 0001842672
Filing Metadata
- Form type
- 4
- Filed
- Feb 28, 7:00 PM ET
- Accepted
- Mar 1, 7:36 PM ET
- Size
- 7.3 KB