Simonich Brent 4
4 · LPL Financial Holdings Inc. · Filed Mar 1, 2021
Insider Transaction Report
Form 4
Simonich Brent
EVP, CAO and Treasurer
Transactions
- Award
Common Stock
2021-02-25+2,027→ 3,936 total
Footnotes (2)
- [F1]These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2022, February 25, 2023, and February 25, 2024. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.
- [F2]Consists of (i) 1,909 shares of Common Stock and (ii) the restricted stock units reported on this Form 4.