Home/Filings/4/0001397911-21-000142
4//SEC Filing

White George Burton 4

Accession 0001397911-21-000142

CIK 0001397911other

Filed

Jun 15, 8:00 PM ET

Accepted

Jun 16, 5:27 PM ET

Size

7.3 KB

Accession

0001397911-21-000142

Insider Transaction Report

Form 4
Period: 2021-06-14
White George Burton
MD, Chief Investment Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2021-06-14$32.26/sh+6,198$199,94746,628 total
  • Exercise/Conversion

    Option to purchase Common Stock

    2021-06-146,1980 total
    Exercise: $32.26Exp: 2022-02-09Common Stock (6,198 underlying)
Footnotes (2)
  • [F1]Consists of (i) 41,215 shares of Common Stock; (ii) 988 restricted stock units that vest in full on February 25, 2022; (iii) 1,968 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iv) 2,457 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024.
  • [F2]This option became exercisable in five installments, beginning February 9, 2013, which was the first anniversary of the date on which it was granted. The option became fully vested on February 9, 2017

Issuer

LPL Financial Holdings Inc.

CIK 0001397911

Entity typeother

Related Parties

1
  • filerCIK 0001548543

Filing Metadata

Form type
4
Filed
Jun 15, 8:00 PM ET
Accepted
Jun 16, 5:27 PM ET
Size
7.3 KB