4//SEC Filing
Fandrey Edward 4
Accession 0001397911-21-000190
CIK 0001397911other
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 4:42 PM ET
Size
9.9 KB
Accession
0001397911-21-000190
Insider Transaction Report
Form 4
Fandrey Edward
Managing Director
Transactions
- Sale
Common Stock
2021-11-30$157.93/sh−883$139,452→ 18,559 total - Sale
Common Stock
2021-11-30$158.93/sh−630$100,126→ 17,929 total - Sale
Common Stock
2021-11-30$159.73/sh−271$43,287→ 17,658 total
Footnotes (5)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2021.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.47 to $158.45, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.53 to $159.47, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.66 to $159.80, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
- [F5]Consists of (i) 100 shares of Common Stock; (ii) 13,955 restricted stock units that vest in five installments as follows: 1,953 restricted stock units on each of February 25, 2022, May 25, 2022, August 25, 2022 and November 25, 2022; and 6,143 restricted stock units on February 25, 2023; and (iii) 3,603 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024.
Documents
Issuer
LPL Financial Holdings Inc.
CIK 0001397911
Entity typeother
Related Parties
1- filerCIK 0001842672
Filing Metadata
- Form type
- 4
- Filed
- Nov 30, 7:00 PM ET
- Accepted
- Dec 1, 4:42 PM ET
- Size
- 9.9 KB