Simonich Brent 4
4 · LPL Financial Holdings Inc. · Filed Feb 28, 2023
Insider Transaction Report
Form 4
Simonich Brent
EVP, CAO and Treasurer
Transactions
- Award
Common Stock
2023-02-25+1,086→ 6,773 total - Tax Payment
Common Stock
2023-02-25$247.30/sh−355$87,792→ 5,687 total
Footnotes (2)
- [F1]These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2024, February 25, 2025, and February 25, 2026. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.
- [F2]Consists of (i) 4,065 shares of Common Stock; (ii) 676 restricted stock units that vest in full on February 25, 2024; (iii) 946 restricted stock units that vest ratably on each of February 25, 2024 and February 25, 2025; and (iv) the restricted stock units reported on this Form 4.