4//SEC Filing
BERNARD EDWARD C 4
Accession 0001397911-23-000048
CIK 0001397911other
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 4:03 PM ET
Size
7.4 KB
Accession
0001397911-23-000048
Insider Transaction Report
Form 4
BERNARD EDWARD C
Director
Transactions
- Award
Common Stock
2023-03-28+1→ 12,230 total - Award
Common Stock
2023-03-28+7→ 12,237 total
Footnotes (2)
- [F1]Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 10, 2023. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 10, 2023. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.
- [F2]Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.
Documents
Issuer
LPL Financial Holdings Inc.
CIK 0001397911
Entity typeother
Related Parties
1- filerCIK 0001203065
Filing Metadata
- Form type
- 4
- Filed
- Mar 29, 8:00 PM ET
- Accepted
- Mar 30, 4:03 PM ET
- Size
- 7.4 KB