4//SEC Filing
Putnam James S 4
Accession 0001397911-23-000093
CIK 0001397911other
Filed
May 15, 8:00 PM ET
Accepted
May 16, 4:06 PM ET
Size
6.9 KB
Accession
0001397911-23-000093
Insider Transaction Report
Form 4
Putnam James S
Director
Transactions
- Award
Common Stock
2023-05-12+784→ 134,729.5 total - Award
Common Stock
2023-05-12+506→ 135,235.5 total
Footnotes (2)
- [F1]Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 8, 2024. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy").
- [F2]The reporting person elected to receive these shares, which were granted under the 2021 Plan, in lieu of the cash portion of the annual retainer under the Policy.
Documents
Issuer
LPL Financial Holdings Inc.
CIK 0001397911
Entity typeother
Related Parties
1- filerCIK 0001405298
Filing Metadata
- Form type
- 4
- Filed
- May 15, 8:00 PM ET
- Accepted
- May 16, 4:06 PM ET
- Size
- 6.9 KB