4//SEC Filing
Glavin William Francis Jr 4
Accession 0001397911-23-000135
CIK 0001397911other
Filed
Aug 28, 8:00 PM ET
Accepted
Aug 29, 6:04 PM ET
Size
8.0 KB
Accession
0001397911-23-000135
Insider Transaction Report
Form 4
Glavin William Francis Jr
Director
Transactions
- Award
Common Stock
2023-08-25+19→ 21,210 total - Award
Common Stock
2023-08-25+1→ 21,191 total
Holdings
- 2,775(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]Represents stock unit granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). The stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 8, 2024. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 8, 2024. The stock unit reported hereby was credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.
- [F2]Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.
Documents
Issuer
LPL Financial Holdings Inc.
CIK 0001397911
Entity typeother
Related Parties
1- filerCIK 0001298173
Filing Metadata
- Form type
- 4
- Filed
- Aug 28, 8:00 PM ET
- Accepted
- Aug 29, 6:04 PM ET
- Size
- 8.0 KB