4//SEC Filing
Enyedi Matthew 4
Accession 0001397911-23-000145
CIK 0001397911other
Filed
Sep 4, 8:00 PM ET
Accepted
Sep 5, 4:33 PM ET
Size
12.8 KB
Accession
0001397911-23-000145
Insider Transaction Report
Form 4
Enyedi Matthew
Managing Director
Transactions
- Exercise/Conversion
Option to purchase Common Stock
2023-08-22−2,615→ 0 totalExercise: $45.55Exp: 2025-03-06→ Common Stock (2,615 underlying) - Exercise/Conversion
Common Stock
2023-08-22$45.55/sh+2,615$119,113→ 12,593 total - Exercise/Conversion
Common Stock
2023-08-22$45.55/sh+650$29,607→ 13,243 total - Sale
Common Stock
2023-08-22$230.86/sh−3,265$753,758→ 9,978 total - Exercise/Conversion
Option to purchase Common Stock
2023-08-22−650→ 1,381 totalExercise: $45.55From: 2018-03-06Exp: 2025-03-06→ Common Stock (650 underlying)
Footnotes (5)
- [F1]The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2023.
- [F2]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2023.
- [F3]Consists of (i) 6,828 shares of Common Stock; (ii) 655 restricted stock units that vest in full on February 25, 2024; (iii) 1,014 restricted stock units that vest ratably on each of February 25, 2024 and February 25, 2025; and (iv) 1,481 restricted stock units that vest ratably on each of February 25, 2024, February 25, 2025 and February 25, 2026.
- [F4]This option became exercisable in three installments, beginning on March 6, 2016, which was the first anniversary of the date on which it was granted. The option became fully vested on March 6, 2018.
- [F5]This option became exercisable in full on the third anniversary of the date on which it was granted.
Documents
Issuer
LPL Financial Holdings Inc.
CIK 0001397911
Entity typeother
Related Parties
1- filerCIK 0001798805
Filing Metadata
- Form type
- 4
- Filed
- Sep 4, 8:00 PM ET
- Accepted
- Sep 5, 4:33 PM ET
- Size
- 12.8 KB