4//SEC Filing
Larsen Sallie R. 4
Accession 0001397911-23-000168
CIK 0001397911other
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 5:07 PM ET
Size
9.3 KB
Accession
0001397911-23-000168
Insider Transaction Report
Form 4
Larsen Sallie R.
MD, Chief Human Cap. Officer
Transactions
- Sale
Common Stock
2023-11-10$226.57/sh−13,488$3,055,976→ 25,196 total - Exercise/Conversion
Common Stock
2023-11-10$54.81/sh+13,488$739,277→ 38,684 total - Exercise/Conversion
Option to purchase Common Stock
2023-11-10−13,488→ 0 totalExercise: $54.81Exp: 2024-02-24→ Common Stock (13,488 underlying)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.43 to $227.02, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- [F2]Consists of (i) 21,080 shares of Common Stock; (ii) 677 restricted stock units that vest in full on February 25, 2024; (iii) 908 restricted stock units that vest ratably on each of February 25, 2024 and February 25, 2025; and (iv) 2,531 restricted stock units that vest ratably on each of February 25, 2024, February 25, 2025 and February 25, 2026.
- [F3]This option became exercisable in three installments, beginning on February 24, 2015, which was the first anniversary of the date on which it was granted. The option became fully vested on February 24, 2017.
Documents
Issuer
LPL Financial Holdings Inc.
CIK 0001397911
Entity typeother
Related Parties
1- filerCIK 0001548541
Filing Metadata
- Form type
- 4
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 5:07 PM ET
- Size
- 9.3 KB