LPL Financial Holdings Inc.·4

Feb 22, 5:17 PM ET

Enyedi Matthew 4

4 · LPL Financial Holdings Inc. · Filed Feb 22, 2024

Insider Transaction Report

Form 4
Period: 2024-02-20
Enyedi Matthew
Group Managing Director
Transactions
  • Sale

    Common Stock

    2024-02-20$256.94/sh1,381$354,8348,634 total
  • Exercise/Conversion

    Common Stock

    2024-02-20$45.55/sh+1,381$62,90510,015 total
  • Exercise/Conversion

    Option to purchase Common Stock

    2024-02-201,3810 total
    Exercise: $45.55From: 2018-03-06Exp: 2025-03-06Common Stock (1,381 underlying)
Footnotes (4)
  • [F1]The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2023.
  • [F2]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2023.
  • [F3]Consists of (i) 5,484 shares of Common Stock; (ii) 655 restricted stock units that vest in full on February 25, 2024; (iii) 1,014 restricted stock units that vest ratably on each of February 25, 2024 and February 25, 2025; and (iv) 1,481 restricted stock units that vest ratably on each of February 25, 2024, February 25, 2025 and February 25, 2026.
  • [F4]This option became exercisable in full on the third anniversary of the date on which it was granted.

Documents

1 file
  • 4
    wk-form4_1708640223.xmlPrimary

    FORM 4