4//SEC Filing
Sethi Kabir 4
Accession 0001397911-24-000029
CIK 0001397911other
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 8:04 PM ET
Size
13.1 KB
Accession
0001397911-24-000029
Insider Transaction Report
Form 4
Sethi Kabir
Managing Director
Transactions
- Tax Payment
Common Stock
2024-02-25$263.36/sh−192$50,565→ 11,545 total - Sale
Common Stock
2024-02-26$263.59/sh−73$19,242→ 11,472 total - Sale
Common Stock
2024-02-26$266.12/sh−662$176,171→ 10,810 total - Sale
Common Stock
2024-02-26$266.89/sh−323$86,205→ 10,487 total - Sale
Common Stock
2024-02-26$267.90/sh−242$64,832→ 10,245 total
Footnotes (6)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2023.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.87 to $263.76, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.56 to $266.55, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.56 to $267.51, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.58 to $268.25, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.
- [F6]Consists of (i) 1,189 shares of Common Stock; (ii) 8,072 restricted stock units that vest ratably on each of May 6, 2024 and May 6, 2025; and (iii) 984 restricted stock units that vest ratably on each of February 25, 2025 and February 25, 2026.
Documents
Issuer
LPL Financial Holdings Inc.
CIK 0001397911
Entity typeother
Related Parties
1- filerCIK 0001927665
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 8:04 PM ET
- Size
- 13.1 KB