4//SEC Filing
Arnold Dan H. 4
Accession 0001397911-24-000099
CIK 0001397911other
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 4:13 PM ET
Size
9.9 KB
Accession
0001397911-24-000099
Insider Transaction Report
Form 4
Arnold Dan H.
MD & Div. President, FIS
Transactions
- Exercise/Conversion
Common Stock
2024-06-14$39.48/sh+10,000$394,800→ 148,284.94 total - Exercise/Conversion
Option to purchase Common Stock
2024-06-14−10,000→ 47,603 totalExercise: $39.48Exp: 2027-03-13→ Common Stock (10,000 underlying) - Sale
Common Stock
2024-06-14$277.31/sh−5,677$1,574,289→ 142,607.94 total
Footnotes (5)
- [F1]The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.
- [F2]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $277.31 to $277.36, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
- [F4]Consists of (i) 118,172.94 shares of Common Stock; (ii) 3,919 restricted stock units that vest in full on February 25, 2025; (iii) 7,764 restricted stock units that vest ratably on each of February 25, 2025 and February 25, 2026; and (iv) 12,752 restricted stock units that vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027.
- [F5]This option became exercisable in three installments, beginning March 13, 2018, which was the first anniversary of the date on which it was granted. The option became fully vested on March 13, 2020.
Documents
Issuer
LPL Financial Holdings Inc.
CIK 0001397911
Entity typeother
Related Parties
1- filerCIK 0001487487
Filing Metadata
- Form type
- 4
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 4:13 PM ET
- Size
- 9.9 KB