LPL Financial Holdings Inc.·4

Feb 12, 4:13 PM ET

Enyedi Matthew 4

4 · LPL Financial Holdings Inc. · Filed Feb 12, 2025

Insider Transaction Report

Form 4
Period: 2025-02-10
Enyedi Matthew
Group Managing Director
Transactions
  • Exercise/Conversion

    Common Stock

    2025-02-10$39.48/sh+5,154$203,48015,649 total
  • Sale

    Common Stock

    2025-02-10$369.33/sh5,154$1,903,52710,495 total
  • Exercise/Conversion

    Option to purchase Common Stock

    2025-02-105,1540 total
    Exercise: $39.48Exp: 2027-03-13Common Stock (5,154 underlying)
Footnotes (4)
  • [F1]The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2024.
  • [F2]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2024.
  • [F3]Consists of (i) 7,211 shares of Common Stock; (ii) 507 restricted stock units that vest in full on February 25, 2025; (iii) 988 restricted stock units that vest ratably on each of February 25, 2025 and February 25, 2026; and (iv) 1,789 restricted stock units that vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027.
  • [F4]This option became exercisable in three installments, beginning March 13, 2018, which was the first anniversary of the date on which it was granted. The option became fully vested on March 13, 2020.

Documents

4 files
  • 4
    wk-form4_1739394830.xmlPrimary

    FORM 4

  • EX-24
  • GRAPHIC
    section16powerofattorney001.jpg
  • GRAPHIC
    section16powerofattorney002.jpg