BERNARD EDWARD C 4
4 · LPL Financial Holdings Inc. · Filed May 28, 2025
Insider Transaction Report
Form 4
BERNARD EDWARD C
Director
Transactions
- Award
Common Stock
2025-05-23+602→ 14,874 total - Award
Common Stock
2025-05-23+308→ 15,182 total
Footnotes (2)
- [F1]Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 13, 2026. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy").
- [F2]Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy.