SCHIFTER RICHARD P 4
4 · LPL Financial Holdings Inc. · Filed Sep 3, 2025
Insider Transaction Report
Form 4
SCHIFTER RICHARD P
Director
Transactions
- Award
Common Stock
2025-08-29+14→ 39,210.835 total
Holdings
- 440(indirect: By Trust)
Common Stock
- 440(indirect: By Trust)
Common Stock
- 440(indirect: By Trust)
Common Stock
- 440(indirect: By Trust)
Common Stock
- 440(indirect: By Trust)
Common Stock
- 440(indirect: By Trust)
Common Stock
- 440(indirect: By Trust)
Common Stock
- 440(indirect: By Trust)
Common Stock
- 440(indirect: By Trust)
Common Stock
- 440(indirect: By Trust)
Common Stock
- 440(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.
- [F2]The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts.