Neenan David M 4
4 · TransUnion · Filed Mar 13, 2020
Insider Transaction Report
Form 4
TransUnionTRU
Neenan David M
EVP - International
Transactions
- Sale
Common Stock
2020-03-11$81.50/sh−37,948$3,092,762→ 188,750 total - Exercise/Conversion
Common Stock
2020-03-11$4.99/sh+79,550$396,955→ 226,698 total - Exercise/Conversion
Stock Options (right to buy)
2020-03-11$4.99/sh−79,550$396,955→ 0 totalExercise: $4.99Exp: 2022-09-10→ Common Stock (79,550 underlying)
Footnotes (3)
- [F1]Reflects shares received in connection with the exercise of 79,550 stock options and sold to cover the stock option cost, taxes, and brokerage fees and commissions. Mr. Neenan retained the remaining 41,602 option shares.
- [F2]The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $79.62 to $83.49, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]Represents an initial grant of 411,101 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.