4//SEC Filing
Waller William Chester 4
Accession 0001398344-09-001199
CIK 0001051379other
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 5:36 PM ET
Size
13.6 KB
Accession
0001398344-09-001199
Insider Transaction Report
Form 4
Stock Jason Allen
10% Owner
Transactions
- Sale
Series A Preferred Convertible Stock
2009-12-16$2.09/sh−52,800$110,584→ 227,717 total - Sale
Series A Preferred Convertible Stock
2009-12-18$2.21/sh−700$1,547→ 224,889 total - Sale
Series A Preferred Convertible Stock
2009-12-17$2.10/sh−2,128$4,469→ 225,589 total
M3 PARTNERS LP
10% Owner
Transactions
- Sale
Series A Preferred Convertible Stock
2009-12-17$2.10/sh−2,128$4,469→ 225,589 total - Sale
Series A Preferred Convertible Stock
2009-12-16$2.09/sh−52,800$110,584→ 227,717 total - Sale
Series A Preferred Convertible Stock
2009-12-18$2.21/sh−700$1,547→ 224,889 total
M3 Funds, LLC
10% Owner
Transactions
- Sale
Series A Preferred Convertible Stock
2009-12-17$2.10/sh−2,128$4,469→ 225,589 total - Sale
Series A Preferred Convertible Stock
2009-12-16$2.09/sh−52,800$110,584→ 227,717 total - Sale
Series A Preferred Convertible Stock
2009-12-18$2.21/sh−700$1,547→ 224,889 total
Waller William Chester
10% Owner
Transactions
- Sale
Series A Preferred Convertible Stock
2009-12-17$2.10/sh−2,128$4,469→ 225,589 total - Sale
Series A Preferred Convertible Stock
2009-12-16$2.09/sh−52,800$110,584→ 227,717 total - Sale
Series A Preferred Convertible Stock
2009-12-18$2.21/sh−700$1,547→ 224,889 total
Footnotes (1)
- [F1]M3 Partners, L.P., a Delaware limited partnership (the "Fund") and M3 Funds, LLC, a Delaware limited liability company ("M3 Funds"), hereby make this filing with respect to certain depository shares of Series A Noncumulative Redeemable Convertible Perpetual Preferred Stock (the "Series A Convertible Preferred Stock") of Midwest Banc Holdings, Inc. (the "Issuer") deemed beneficially owned. The shares of Series A Convertible Preferred Stock are convertible into shares of common stock equal to the quotient achieved when $25.00 is divided by the initial conversion price of $15.00, which may be adjusted from time to time.
Documents
Issuer
MIDWEST BANC HOLDINGS INC
CIK 0001051379
Entity typeother
Related Parties
1- filerCIK 0001469739
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 5:36 PM ET
- Size
- 13.6 KB