OPPORTUNITY PARTNERS LP 4

4 · Firsthand Technology Value Fund, Inc. · Filed Dec 2, 2014

Insider Transaction Report

Form 4
Period: 2014-11-24
Transactions
  • Sale

    Common Stock

    2014-11-26$22.54/sh210$4,73414,299 total
  • Sale

    Common Stock

    2014-12-01$22.53/sh1,565$35,261977,521 total
  • Sale

    Common Stock

    2014-11-26$22.54/sh13,302$299,844979,086 total
  • Sale

    Common Stock

    2014-11-24$22.60/sh38$85914,509 total
  • Sale

    Common Stock

    2014-12-01$22.53/sh25$56314,274 total
  • Sale

    Common Stock

    2014-11-24$22.60/sh2,381$53,805992,388 total
Footnotes (3)
  • [F1]Shares are held by Opportunity Income Plus, LP.
  • [F2]Shares are held by Bulldog Investors General Partnership.
  • [F3]Certain of such shares are also held indirectly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP, and Mercury Partners, LP (the "Funds"). Each Fund disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest.

Documents

1 file
  • 4
    fp0012363_4.xmlPrimary

    OWNERSHIP DOCUMENT