Home/Filings/4/0001398344-14-006157

4//SEC Filing

MCM Opportunity Partners LP 4

Accession 0001398344-14-006157

CIK 0001495584other

View on SEC.gov Company Profile

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 12:43 PM ET

Size

22.9 KB

Accession

0001398344-14-006157

Insider Transaction Report

Form 4

Period: 2014-12-02

Firsthand Technology Value Fund, Inc.SVVC

Opportunity Income Plus LP

10% Owner

Transactions

Sale
Common Stock
2014-12-02$22.66/sh−7,825$177,322→ 969,696 total
Sale
Common Stock
2014-12-02$22.66/sh−124$2,810→ 14,150 total

OPPORTUNITY PARTNERS LP

10% Owner

Transactions

Sale
Common Stock
2014-12-02$22.66/sh−7,825$177,322→ 969,696 total
Sale
Common Stock
2014-12-02$22.66/sh−124$2,810→ 14,150 total

Full Value Special Situations Fund LP

10% Owner

Transactions

Sale
Common Stock
2014-12-02$22.66/sh−7,825$177,322→ 969,696 total
Sale
Common Stock
2014-12-02$22.66/sh−124$2,810→ 14,150 total

STEADY GAIN PARTNERS LP

10% Owner

Transactions

Sale
Common Stock
2014-12-02$22.66/sh−7,825$177,322→ 969,696 total
Sale
Common Stock
2014-12-02$22.66/sh−124$2,810→ 14,150 total

MERCURY PARTNERS L P

10% Owner

Transactions

Sale
Common Stock
2014-12-02$22.66/sh−124$2,810→ 14,150 total
Sale
Common Stock
2014-12-02$22.66/sh−7,825$177,322→ 969,696 total

Bulldog Investors General Partnership

10% Owner

Transactions

Sale
Common Stock
2014-12-02$22.66/sh−7,825$177,322→ 969,696 total
Sale
Common Stock
2014-12-02$22.66/sh−124$2,810→ 14,150 total

Calapasas West Partners LP

10% Owner

Transactions

Sale
Common Stock
2014-12-02$22.66/sh−7,825$177,322→ 969,696 total
Sale
Common Stock
2014-12-02$22.66/sh−124$2,810→ 14,150 total

FULL VALUE PARTNERS LP

10% Owner

Transactions

Sale
Common Stock
2014-12-02$22.66/sh−124$2,810→ 14,150 total
Sale
Common Stock
2014-12-02$22.66/sh−7,825$177,322→ 969,696 total

Full Value Offshore Fund, Ltd.

10% Owner

Transactions

Sale
Common Stock
2014-12-02$22.66/sh−124$2,810→ 14,150 total
Sale
Common Stock
2014-12-02$22.66/sh−7,825$177,322→ 969,696 total

MCM Opportunity Partners LP

10% Owner

Transactions

Sale
Common Stock
2014-12-02$22.66/sh−7,825$177,322→ 969,696 total
Sale
Common Stock
2014-12-02$22.66/sh−124$2,810→ 14,150 total

Footnotes (3)

[F1]Shares are held by Opportunity Income Plus, LP.
[F2]Shares are held by Bulldog Investors General Partnership.
[F3]Certain of such shares are also held indirectly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP, and Mercury Partners, LP (the "Funds"). Each Fund disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest.

Documents

1 file

4
fp0012371_4.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

Firsthand Technology Value Fund, Inc.

CIK 0001495584

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001581073

Filing Metadata

Form type: 4
Filed: Dec 2, 7:00 PM ET
Accepted: Dec 3, 12:43 PM ET
Size: 22.9 KB

View on SEC.gov