SPECIAL OPPORTUNITIES FUND, INC. 5
5 · SPECIAL OPPORTUNITIES FUND, INC. · Filed Jan 27, 2015
Insider Transaction Report
Form 5
Samuels Steven
Other
Transactions
- Conversion
Common Stock
2014-02-19+1,515→ 3,079 total - Sale
Common Stock
2014-12-12$16.66/sh−2,463$41,023→ 3,079 total - Conversion
3% Convertible Preferred Stock, Series A
2014-02-19−408→ 0 totalExercise: $0.00→ Common Stock (1,515 underlying)
Footnotes (3)
- [F1]Weighted average price per share; 200 shares were sold at $16.705/share, 662 shares were sold at $16.65/share and 1601 shares were sold at $16.652/share.
- [F2]The shares of Preferred Stock are converitble into common immediately upon issuance at the ratio of 3.1918 shares of Common Stock for every one share of Preferred Stock, subject to adjustment.
- [F3]The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to July 24, 2017.