ALLIANCE NEW YORK MUNICIPAL INCOME FUND 4
4 · ALLIANCE NEW YORK MUNICIPAL INCOME FUND · Filed Jul 20, 2015
Insider Transaction Report
Form 4
Bulldog Investors, LLP
10% Owner
Transactions
- Purchase
Common Stock
2015-07-17$14.06/sh+10,951$153,960→ 556,007 total(indirect: By Clients) - Purchase
Common Stock
2015-07-16$14.03/sh+109,734$1,539,568→ 545,056 total(indirect: By Clients)
Holdings
- 705(indirect: By Clients)
Auction Rate Preferred
- 10,900
Common Stock
Footnotes (2)
- [F1]Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients.
- [F2]Shares are held by Phillip Goldstein.