Wildermuth Endowment Strategy Fund 5
5 · Wildermuth Endowment Strategy Fund · Filed Jul 11, 2016
Insider Transaction Report
Form 5
Wildermuth Daniel
DirectorPresident and CEO10% OwnerOther
Transactions
- Award
Class C Common Stock
2016-03-14$10.68/sh+936.33$10,000→ 936.33 total(indirect: Note)
Holdings
- 50,850.615(indirect: Note)
Class A Common Stock
Footnotes (4)
- [F1]Form 3 should have been filed on or about January 12, 2015 (10 days after the fund commenced operations). Carol Wildermuth at that time was a Director, Officer, and 10% beneficial owner of the fund.
- [F2]Form 4 should have been filed within 2 business days of the date of the transaction.
- [F3]This number reflects the amount of securities beneficially owned after the completion of the transaction, as the fiscal year is not yet over.
- [F4]The nature of indirect beneficial ownership pertains to Daniel Wildermuth's ownership of Wildermuth Advisory, LLC, which in turn has direct ownership of the Class A and Class C Common Stock.