4//SEC Filing
Virtus Total Return Fund 4
Accession 0001398344-16-018485
CIK 0001310445other
Filed
Sep 14, 8:00 PM ET
Accepted
Sep 15, 10:55 AM ET
Size
27.3 KB
Accession
0001398344-16-018485
Insider Transaction Report
Form 4
Full Value Special Situations Fund LP
10% OwnerOther
Transactions
- Purchase
Common Stock
2016-09-13$4.54/sh+40,693$184,742→ 622,769 total - Purchase
Common Stock
2016-09-14$4.51/sh+31,477$142,109→ 654,246 total
Holdings
- 81,994
Common Stock
- 300,035
Common Stock
- 368,316
Common Stock
- 820,600
Common Stock
- 140,885
Common Stock
- 787,622
Common Stock
- 578,590
Common Stock
STEADY GAIN PARTNERS LP
10% OwnerOther
Transactions
- Purchase
Common Stock
2016-09-13$4.54/sh+40,693$184,742→ 622,769 total - Purchase
Common Stock
2016-09-14$4.51/sh+31,477$142,109→ 654,246 total
Holdings
- 787,622
Common Stock
- 81,994
Common Stock
- 578,590
Common Stock
- 140,885
Common Stock
- 300,035
Common Stock
- 820,600
Common Stock
- 368,316
Common Stock
MERCURY PARTNERS L P
10% OwnerOther
Transactions
- Purchase
Common Stock
2016-09-14$4.51/sh+31,477$142,109→ 654,246 total - Purchase
Common Stock
2016-09-13$4.54/sh+40,693$184,742→ 622,769 total
Holdings
- 300,035
Common Stock
- 81,994
Common Stock
- 368,316
Common Stock
- 787,622
Common Stock
- 820,600
Common Stock
- 140,885
Common Stock
- 578,590
Common Stock
Calapasas West Partners LP
10% OwnerOther
Transactions
- Purchase
Common Stock
2016-09-14$4.51/sh+31,477$142,109→ 654,246 total - Purchase
Common Stock
2016-09-13$4.54/sh+40,693$184,742→ 622,769 total
Holdings
- 140,885
Common Stock
- 300,035
Common Stock
- 820,600
Common Stock
- 368,316
Common Stock
- 787,622
Common Stock
- 81,994
Common Stock
- 578,590
Common Stock
OPPORTUNITY PARTNERS LP
10% OwnerOther
Transactions
- Purchase
Common Stock
2016-09-13$4.54/sh+40,693$184,742→ 622,769 total - Purchase
Common Stock
2016-09-14$4.51/sh+31,477$142,109→ 654,246 total
Holdings
- 81,994
Common Stock
- 787,622
Common Stock
- 140,885
Common Stock
- 300,035
Common Stock
- 578,590
Common Stock
- 820,600
Common Stock
- 368,316
Common Stock
FULL VALUE PARTNERS LP
10% OwnerOther
Transactions
- Purchase
Common Stock
2016-09-13$4.54/sh+40,693$184,742→ 622,769 total - Purchase
Common Stock
2016-09-14$4.51/sh+31,477$142,109→ 654,246 total
Holdings
- 578,590
Common Stock
- 787,622
Common Stock
- 81,994
Common Stock
- 300,035
Common Stock
- 820,600
Common Stock
- 368,316
Common Stock
- 140,885
Common Stock
Bulldog Investors General Partnership
10% OwnerOther
Transactions
- Purchase
Common Stock
2016-09-14$4.51/sh+31,477$142,109→ 654,246 total - Purchase
Common Stock
2016-09-13$4.54/sh+40,693$184,742→ 622,769 total
Holdings
- 300,035
Common Stock
- 81,994
Common Stock
- 820,600
Common Stock
- 368,316
Common Stock
- 140,885
Common Stock
- 787,622
Common Stock
- 578,590
Common Stock
MCM Opportunity Partners LP
10% OwnerOther
Transactions
- Purchase
Common Stock
2016-09-13$4.54/sh+40,693$184,742→ 622,769 total - Purchase
Common Stock
2016-09-14$4.51/sh+31,477$142,109→ 654,246 total
Holdings
- 578,590
Common Stock
- 368,316
Common Stock
- 140,885
Common Stock
- 787,622
Common Stock
- 81,994
Common Stock
- 300,035
Common Stock
- 820,600
Common Stock
Footnotes (11)
- [F1]This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, Full Value Offshore Fund, Ltd., Opportunity Income Plus Fund, LP, and Phillip Goldstein (collectively, the "Reporting Persons"). To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two related reports related to the same transaction(s) for the Section 13(d) group being filed with the Securities and Exchange Commission.
- [F10]Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.
- [F11]Shares of Common Stock beneficially owned by MCM Opportunity Partners, LP.
- [F2]Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock on May 23, 2016. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
- [F3]Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- [F4]Shares of Common Stock beneficially owned by Opportunity Partners, LP.
- [F5]Shares of Common Stock beneficially owned by Calapasas West Partners, LP.
- [F6]Shares of Common Stock beneficially owned by Full Value Special Situations Fund, LP.
- [F7]Shares of Common Stock beneficially owned by Full Value Partners, LP.
- [F8]Shares of Common Stock beneficially owned by Steady Gain Partners, LP.
- [F9]Shares of Common Stock beneficially owned by Mercury Partners, LP.
Documents
Issuer
Virtus Total Return Fund
CIK 0001310445
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001310445
Filing Metadata
- Form type
- 4
- Filed
- Sep 14, 8:00 PM ET
- Accepted
- Sep 15, 10:55 AM ET
- Size
- 27.3 KB