4//SEC Filing
FIRST TRUST DIVIDEND & INCOME FUND 4
Accession 0001398344-16-019327
CIK 0001403275other
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 10:10 AM ET
Size
10.2 KB
Accession
0001398344-16-019327
Insider Transaction Report
Form 4
Bulldog Investors, LLP
10% Owner
Transactions
- Purchase
Common Stock
2016-09-30$9.10/sh+15,004$136,595→ 1,938,979 total(indirect: By Clients)
Footnotes (1)
- [F1]Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
Documents
Issuer
FIRST TRUST DIVIDEND & INCOME FUND
CIK 0001403275
Entity typeother
Related Parties
1- filerCIK 0001403275
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 10:10 AM ET
- Size
- 10.2 KB