4//SEC Filing
FIRST TRUST DIVIDEND & INCOME FUND 4
Accession 0001398344-16-019827
CIK 0001403275other
Filed
Oct 20, 8:00 PM ET
Accepted
Oct 21, 11:52 AM ET
Size
13.0 KB
Accession
0001398344-16-019827
Insider Transaction Report
Form 4
Transactions
- Purchase
Common Stock
2016-10-19$8.89/sh+302$2,685→ 73,453 total - Purchase
Common Stock
2016-10-19$8.89/sh+10,598$94,216→ 1,656,626 total - Purchase
Common Stock
2016-10-20$8.86/sh+300$2,658→ 1,656,926 total
Holdings
- 221,100
Common Stock
Footnotes (3)
- [F1]Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.
- [F2]Shares are held by Full Value Offshore Fund, Ltd.
- [F3]Shares are held by Opportunity Income Plus, LP.
Documents
Issuer
FIRST TRUST DIVIDEND & INCOME FUND
CIK 0001403275
Entity typeother
Related Parties
1- filerCIK 0001403275
Filing Metadata
- Form type
- 4
- Filed
- Oct 20, 8:00 PM ET
- Accepted
- Oct 21, 11:52 AM ET
- Size
- 13.0 KB