Home/Filings/4/0001398344-17-004474
4//SEC Filing

STEADY GAIN PARTNERS LP 4

Accession 0001398344-17-004474

CIK 0000912023other

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 11:26 AM ET

Size

34.3 KB

Accession

0001398344-17-004474

Insider Transaction Report

Form 4
Period: 2017-03-31
Transactions
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+5,613$49,26427,382 total
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+150$1,31934,355 total
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+4,409$38,77431,791 total
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+190$1,66834,205 total
Holdings
  • Common Stock

    122,040
  • Common Stock

    103,512
  • Common Stock

    263,667
  • Common Stock

    41,664
  • Common Stock

    96,452
  • Common Stock

    282,346
  • Common Stock

    32,805
  • Common Stock

    188,614
Transactions
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+4,409$38,77431,791 total
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+150$1,31934,355 total
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+5,613$49,26427,382 total
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+190$1,66834,205 total
Holdings
  • Common Stock

    96,452
  • Common Stock

    188,614
  • Common Stock

    122,040
  • Common Stock

    263,667
  • Common Stock

    32,805
  • Common Stock

    282,346
  • Common Stock

    41,664
  • Common Stock

    103,512
Transactions
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+5,613$49,26427,382 total
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+4,409$38,77431,791 total
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+190$1,66834,205 total
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+150$1,31934,355 total
Holdings
  • Common Stock

    188,614
  • Common Stock

    41,664
  • Common Stock

    32,805
  • Common Stock

    282,346
  • Common Stock

    103,512
  • Common Stock

    263,667
  • Common Stock

    96,452
  • Common Stock

    122,040
Transactions
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+5,613$49,26427,382 total
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+190$1,66834,205 total
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+150$1,31934,355 total
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+4,409$38,77431,791 total
Holdings
  • Common Stock

    32,805
  • Common Stock

    188,614
  • Common Stock

    41,664
  • Common Stock

    263,667
  • Common Stock

    282,346
  • Common Stock

    103,512
  • Common Stock

    96,452
  • Common Stock

    122,040
Transactions
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+4,409$38,77431,791 total
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+5,613$49,26427,382 total
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+150$1,31934,355 total
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+190$1,66834,205 total
Holdings
  • Common Stock

    263,667
  • Common Stock

    32,805
  • Common Stock

    188,614
  • Common Stock

    122,040
  • Common Stock

    96,452
  • Common Stock

    282,346
  • Common Stock

    41,664
  • Common Stock

    103,512
Transactions
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+4,409$38,77431,791 total
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+5,613$49,26427,382 total
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+190$1,66834,205 total
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+150$1,31934,355 total
Holdings
  • Common Stock

    96,452
  • Common Stock

    263,667
  • Common Stock

    32,805
  • Common Stock

    188,614
  • Common Stock

    122,040
  • Common Stock

    41,664
  • Common Stock

    282,346
  • Common Stock

    103,512
Transactions
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+4,409$38,77431,791 total
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+150$1,31934,355 total
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+190$1,66834,205 total
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+5,613$49,26427,382 total
Holdings
  • Common Stock

    41,664
  • Common Stock

    282,346
  • Common Stock

    188,614
  • Common Stock

    122,040
  • Common Stock

    32,805
  • Common Stock

    96,452
  • Common Stock

    103,512
  • Common Stock

    263,667
Transactions
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+5,613$49,26427,382 total
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+4,409$38,77431,791 total
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+150$1,31934,355 total
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+190$1,66834,205 total
Holdings
  • Common Stock

    96,452
  • Common Stock

    122,040
  • Common Stock

    103,512
  • Common Stock

    263,667
  • Common Stock

    282,346
  • Common Stock

    32,805
  • Common Stock

    188,614
  • Common Stock

    41,664
Transactions
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+4,409$38,77431,791 total
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+5,613$49,26427,382 total
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+190$1,66834,205 total
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+150$1,31934,355 total
Holdings
  • Common Stock

    32,805
  • Common Stock

    282,346
  • Common Stock

    263,667
  • Common Stock

    96,452
  • Common Stock

    188,614
  • Common Stock

    103,512
  • Common Stock

    41,664
  • Common Stock

    122,040
Transactions
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+150$1,31934,355 total
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+5,613$49,26427,382 total
  • Purchase

    Common Stock

    2017-04-03$8.79/sh+4,409$38,77431,791 total
  • Purchase

    Common Stock

    2017-03-31$8.78/sh+190$1,66834,205 total
Holdings
  • Common Stock

    263,667
  • Common Stock

    188,614
  • Common Stock

    103,512
  • Common Stock

    122,040
  • Common Stock

    41,664
  • Common Stock

    96,452
  • Common Stock

    32,805
  • Common Stock

    282,346
Footnotes (13)
  • [F1]This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons").
  • [F10]Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.
  • [F11]Shares of Common Stock beneficially owned by MCM Opportunity Partners, LP.
  • [F12]Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd.
  • [F13]Shares of Common Stock beneficially owned by Opportunity Income Plus Fund, LP.
  • [F2]Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
  • [F3]Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  • [F4]Shares of Common Stock beneficially owned by Opportunity Partners, LP.
  • [F5]Shares of Common Stock beneficially owned by Calapasas West Partners, LP.
  • [F6]Shares of Common Stock beneficially owned by Full Value Special Situations Fund, LP.
  • [F7]Shares of Common Stock beneficially owned by Full Value Partners, LP.
  • [F8]Shares of Common Stock beneficially owned by Steady Gain Partners, LP.
  • [F9]Shares of Common Stock beneficially owned by Mercury Partners, LP.

Issuer

KOREA EQUITY FUND INC

CIK 0000912023

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001316669

Filing Metadata

Form type
4
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 11:26 AM ET
Size
34.3 KB