BRADSHAW RALPH W 4
4 · CORNERSTONE TOTAL RETURN FUND INC · Filed Sep 5, 2017
Insider Transaction Report
Form 4
BRADSHAW RALPH W
DirectorPresident
Transactions
- Exercise of In-Money
Common Stock
2017-08-31$13.41/sh+1,000$13,410→ 9,375 total(indirect: By IRA) - Exercise of In-Money
Common Stock
2017-08-31$13.41/sh+519$6,960→ 575 total
Footnotes (2)
- [F1]Non-transferable rights were issued to stockholders of record as of July 17, 2017 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock, which purchase is reflected in this filing.
- [F2]The total shares in Item 5 includes 1,262 shares acquired through the Issuer's dividend reinvestment plan.