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4Accepted Oct 5, 2:10 PM ET

RIV: portfolio manager O'Neill Stephen Andrew received 10,000 shares

RIVRIVERNORTH OPPORTUNITIES FUND, INC.

Accepted (ET)

2:10 PM

Oct 5, 2026

Filed

Oct 5, 2026

Documents

1

Size

5.0 KB

Summary

RIV: portfolio manager O'Neill Stephen Andrew received 10,000 shares

Updated

What happened O'Neill Stephen Andrew, a portfolio manager, received 10,000 shares at $10.49 per share on Sep 24, 2026, for a total reported value of $104,900. The Form 4 lists the transaction as an other acquisition or disposition (code J).

Key details

  • Transaction date and price: Sep 24, 2026; $10.49 per share; total $104,900.
  • Transaction type: other acquisition or disposition (code J).
  • Shares owned after the transaction: not reported in the filing.
  • Footnote F1: the shares were acquired from a rights offering.
  • Form filed on Oct 5, 2026 (accession 0001398344-26-017869).

Why it may matter

  • The shares were acquired through a rights offering (not an open-market purchase).
  • This filing does not show why the insider traded or why the company acted.

AI-written summary · check the filing