NESTOR TOD A 4
4 · ENERGY FOCUS, INC/DE · Filed Dec 29, 2020
Insider Transaction Report
Form 4
NESTOR TOD A
President, CFO
Transactions
- Exercise/Conversion
Stock Option
2020-12-28−10,625→ 19,375 totalExercise: $2.10From: 2020-07-16Exp: 2029-07-16→ Common Stock (10,625 underlying) - Exercise/Conversion
Common Stock
2020-12-28$2.10/sh+10,625$22,313→ 45,432 total
Footnotes (2)
- [F1]The Reporting Person's holdings are adjusted in this report to reflect the 5-for-1 reverse stock split that occurred on June 11, 2020 (as to 150,000 previously-reported shares), plus the exempt acquisition of 4,807 shares under the Issuer's Employee Stock Purchase Plan.
- [F2]The stock option was originally reported as covering 150,000 shares at an exercise price of $0.42 per share, but is adjusted in this report to reflect the 5-for-1 reverse stock split that occurred on June 11, 2020.