4//SEC Filing
NESTOR TOD A 4
Accession 0001399090-20-000004
CIK 0000924168other
Filed
Dec 28, 7:00 PM ET
Accepted
Dec 29, 3:19 PM ET
Size
7.2 KB
Accession
0001399090-20-000004
Insider Transaction Report
Form 4
NESTOR TOD A
President, CFO
Transactions
- Exercise/Conversion
Stock Option
2020-12-28−10,625→ 19,375 totalExercise: $2.10From: 2020-07-16Exp: 2029-07-16→ Common Stock (10,625 underlying) - Exercise/Conversion
Common Stock
2020-12-28$2.10/sh+10,625$22,313→ 45,432 total
Footnotes (2)
- [F1]The Reporting Person's holdings are adjusted in this report to reflect the 5-for-1 reverse stock split that occurred on June 11, 2020 (as to 150,000 previously-reported shares), plus the exempt acquisition of 4,807 shares under the Issuer's Employee Stock Purchase Plan.
- [F2]The stock option was originally reported as covering 150,000 shares at an exercise price of $0.42 per share, but is adjusted in this report to reflect the 5-for-1 reverse stock split that occurred on June 11, 2020.
Documents
Issuer
ENERGY FOCUS, INC/DE
CIK 0000924168
Entity typeother
Related Parties
1- filerCIK 0001399090
Filing Metadata
- Form type
- 4
- Filed
- Dec 28, 7:00 PM ET
- Accepted
- Dec 29, 3:19 PM ET
- Size
- 7.2 KB