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4//SEC Filing

ACUCELA INC. 4

Accession 0001400482-15-000003

CIK 0001400482operating

Filed

Jan 28, 7:00 PM ET

Accepted

Jan 29, 5:11 PM ET

Size

8.2 KB

Accession

0001400482-15-000003

Insider Transaction Report

Form 4
Period: 2015-01-27
O'CALLAGHAN BRIAN
Chief Operating Officer
Transactions
  • Award

    Stock Option (right to buy)

    2015-01-27+712,480712,480 total
    Exercise: $5.78Exp: 2025-01-27Common Stock (712,480 underlying)
  • Award

    Restricted Stock Unit

    2015-01-27+356,410356,410 total
    Exp: 2019-01-01Common Stock (356,410 underlying)
Footnotes (4)
  • [F1]Twenty-five percent (25%) of the shares subject to the option vest on the 1/1/2015, and then 1/48th of the shares subject to the option vest each month thereafter, with 100% vested and exercisable on 1/1/2019, subject to the reporting person's provision of service to the issuer on each vesting date.
  • [F2]The issuer's common stock trades on the Tokyo Stock Exchange under the symbol referenced in the issuer's registration statement on Form S-1 (File No. 333-192000).
  • [F3]Each restricted stock unit (RSU) represents a contingent right to receive one (1) share of the issuer's common stock upon settlement.
  • [F4]The RSUs vest 25% on 1/1/2015 and an additional 12.5% every six months thereafter, with 100% vested on 1/1/2019, subject to the reporting person's provision of service to the issuer on each vesting date.

Issuer

ACUCELA INC.

CIK 0001400482

Entity typeoperating

Related Parties

1
  • filerCIK 0001400482

Filing Metadata

Form type
4
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 5:11 PM ET
Size
8.2 KB