4//SEC Filing
Clarus Ventures II, LLC 4
Accession 0001401708-18-000009
CIK 0001401708other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 6:18 PM ET
Size
10.4 KB
Accession
0001401708-18-000009
Insider Transaction Report
Form 4
Clarus Lifesciences II, L.P.
10% Owner
Transactions
- Award
Common Stock
2018-01-01+10,168→ 10,168 total(indirect: See footnotes)Exercise: $7.47Exp: 2027-12-31→ Common Stock (10,168 underlying)
Clarus Ventures II GP, L.P.
10% Owner
Transactions
- Award
Common Stock
2018-01-01+10,168→ 10,168 total(indirect: See footnotes)Exercise: $7.47Exp: 2027-12-31→ Common Stock (10,168 underlying)
Clarus Ventures II, LLC
10% Owner
Transactions
- Award
Common Stock
2018-01-01+10,168→ 10,168 total(indirect: See footnotes)Exercise: $7.47Exp: 2027-12-31→ Common Stock (10,168 underlying)
Footnotes (4)
- [F1]100% of the shares subject to the Option vest on the one year anniversary of January 1, 2018. The vesting of shares subject to the Option will accelerate in full upon a "change in control" as defined in the 2013 Equity Incentive Plan.
- [F2]These shares were awarded to Nicholas Galakatos, a member of the board of directors of the Issuer and an affiliate of the Reporting Persons. In accordance with the internal policies of Clarus Ventures, the options received by Dr. Galakatos must be held for the benefit of Clarus Ventures and its affiliates.
- [F3]Clarus Ventures II GP, L.P. (the "GPLP"), as the sole general partner of Clarus Lifesciences II, L.P. ("Clarus"), may be deemed to beneficially own certain of the shares held of record by Clarus. The GPLP disclaims beneficial ownership of all shares held of record by Clarus in which the GPLP does not have an actual pecuniary interest. Clarus Ventures II, LLC (the "GPLLC"), as the sole general partner of the GPLP, may be deemed to beneficially own certain of the shares held of record by Clarus. The GPLLC disclaims beneficial ownership of all shares held of record by Clarus in which it does not have an actual pecuniary interest. Each of Nicholas Galakatos, a member of the board of directors, and Messrs. Henner, Liptak, Simon, Steinmetz and Wheeler, as individual Managing Directors of the GPLLC, may be deemed to beneficially own certain of the shares held of record by Clarus.
- [F4]Each of Messrs. Galakatos, Henner, Liptak, Simon, Steinmetz and Wheeler disclaims beneficial ownership of all shares held of record by Clarus in which he does not have an actual pecuniary interest.
Documents
Issuer
NanoString Technologies Inc
CIK 0001401708
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001431437
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 6:18 PM ET
- Size
- 10.4 KB