Home/Filings/4/0001402321-07-000012
4//SEC Filing

AXS ONE INC 4

Accession 0001402321-07-000012

CIK 0000947427operating

Filed

Dec 3, 7:00 PM ET

Accepted

Dec 4, 3:55 PM ET

Size

16.1 KB

Accession

0001402321-07-000012

Insider Transaction Report

Form 4
Period: 2007-11-30
Transactions
  • Purchase

    Common Stock

    2007-11-30$0.38/sh+5,000$1,9002,248,125 total(indirect: See Footnote 1)
  • Purchase

    Common Stock

    2007-11-30$0.35/sh+10,100$3,5352,243,125 total(indirect: See Footnote 1)
Transactions
  • Purchase

    Common Stock

    2007-11-30$0.35/sh+10,100$3,5352,243,125 total(indirect: See Footnote 1)
  • Purchase

    Common Stock

    2007-11-30$0.38/sh+5,000$1,9002,248,125 total(indirect: See Footnote 1)
BlueLine Capital Partners, L.P.
Director10% OwnerOther
Transactions
  • Purchase

    Common Stock

    2007-11-30$0.35/sh+10,100$3,5352,243,125 total(indirect: See Footnote 1)
  • Purchase

    Common Stock

    2007-11-30$0.38/sh+5,000$1,9002,248,125 total(indirect: See Footnote 1)
Bacci Timothy P
Director10% OwnerOther
Transactions
  • Purchase

    Common Stock

    2007-11-30$0.38/sh+5,000$1,9002,248,125 total(indirect: See Footnote 1)
  • Purchase

    Common Stock

    2007-11-30$0.35/sh+10,100$3,5352,243,125 total(indirect: See Footnote 1)
Transactions
  • Purchase

    Common Stock

    2007-11-30$0.38/sh+5,000$1,9002,248,125 total(indirect: See Footnote 1)
  • Purchase

    Common Stock

    2007-11-30$0.35/sh+10,100$3,5352,243,125 total(indirect: See Footnote 1)
Footnotes (1)
  • [F1]These securities are held by a "group" consisting of Timothy Bacci, a managing director of BlueLine Partners, L.L.C., BlueLine Capital Partners, L.P., BlueLine Capital Partners II, L.P., BlueLine Capital Partners III, L.P., BlueLine Partners, L.L.C., the sole general partner of BlueLine Capital Partners, L.P. and BlueLine Capital Partners II, L.P. and BlueLine Partners II, LLC, the sole general partner of BlueLine Capital Partners III, LP. Of the 2,253,125 shares of outstanding common stock owned by the reporting entities, 1,919,915 shares of common stock are owned by BlueLine Capital Partners, L.P., 150,350 shares of common stock are owned by BlueLine Capital Partners II, L.P., 142,860 shares of common stock are owned by BlueLine Capital Partners III, L.P., and 40,000 shares of restricted stock are owned by Timothy Bacci.

Issuer

AXS ONE INC

CIK 0000947427

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000947427

Filing Metadata

Form type
4
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 3:55 PM ET
Size
16.1 KB