4//SEC Filing
AXS ONE INC 4
Accession 0001402321-08-000006
CIK 0000947427operating
Filed
Nov 2, 7:00 PM ET
Accepted
Nov 3, 4:01 PM ET
Size
26.5 KB
Accession
0001402321-08-000006
Insider Transaction Report
Form 4
AXS ONE INCAXSO.OB
BlueLine Partners, L.L.C.
10% OwnerOther
Transactions
- Purchase
Common Stock Warrant
2008-10-30+150,000→ 150,000 total(indirect: By BlueLine Capital Partners II, LP)Exercise: $0.01From: 2008-10-30Exp: 2015-10-30→ Common Stock (150,000 underlying) - Purchase
Common Stock Warrant
2008-10-30+300,000→ 300,000 total(indirect: By BlueLine Capital Partners, LP)Exercise: $0.01From: 2008-10-30Exp: 2015-10-30→ Common Stock (300,000 underlying) - Purchase
Series E 6% Convertible Promissory Note
2008-10-30$100000.00/sh(indirect: By BlueLine Capital Partners, LP)Exercise: $1.00From: 2008-10-30Exp: 2009-05-29→ Common Stock (100,000 underlying)
Holdings
- 2,413,125(indirect: See Footnote 2)
Common Stock
BlueLine Capital Partners, L.P.
Director10% OwnerOther
Transactions
- Purchase
Common Stock Warrant
2008-10-30+150,000→ 150,000 total(indirect: By BlueLine Capital Partners II, LP)Exercise: $0.01From: 2008-10-30Exp: 2015-10-30→ Common Stock (150,000 underlying) - Purchase
Common Stock Warrant
2008-10-30+300,000→ 300,000 total(indirect: By BlueLine Capital Partners, LP)Exercise: $0.01From: 2008-10-30Exp: 2015-10-30→ Common Stock (300,000 underlying) - Purchase
Series E 6% Convertible Promissory Note
2008-10-30$100000.00/sh(indirect: By BlueLine Capital Partners, LP)Exercise: $1.00From: 2008-10-30Exp: 2009-05-29→ Common Stock (100,000 underlying)
Holdings
- 2,413,125(indirect: See Footnote 2)
Common Stock
Bacci Timothy P
Director10% OwnerOther
Transactions
- Purchase
Common Stock Warrant
2008-10-30+300,000→ 300,000 total(indirect: By BlueLine Capital Partners, LP)Exercise: $0.01From: 2008-10-30Exp: 2015-10-30→ Common Stock (300,000 underlying) - Purchase
Series E 6% Convertible Promissory Note
2008-10-30$100000.00/sh(indirect: By BlueLine Capital Partners, LP)Exercise: $1.00From: 2008-10-30Exp: 2009-05-29→ Common Stock (100,000 underlying) - Purchase
Common Stock Warrant
2008-10-30+150,000→ 150,000 total(indirect: By BlueLine Capital Partners II, LP)Exercise: $0.01From: 2008-10-30Exp: 2015-10-30→ Common Stock (150,000 underlying)
Holdings
- 2,413,125(indirect: See Footnote 2)
Common Stock
BlueLine Partners II, LLC
10% OwnerOther
Transactions
- Purchase
Series E 6% Convertible Promissory Note
2008-10-30$100000.00/sh(indirect: By BlueLine Capital Partners, LP)Exercise: $1.00From: 2008-10-30Exp: 2009-05-29→ Common Stock (100,000 underlying) - Purchase
Common Stock Warrant
2008-10-30+150,000→ 150,000 total(indirect: By BlueLine Capital Partners II, LP)Exercise: $0.01From: 2008-10-30Exp: 2015-10-30→ Common Stock (150,000 underlying) - Purchase
Common Stock Warrant
2008-10-30+300,000→ 300,000 total(indirect: By BlueLine Capital Partners, LP)Exercise: $0.01From: 2008-10-30Exp: 2015-10-30→ Common Stock (300,000 underlying)
Holdings
- 2,413,125(indirect: See Footnote 2)
Common Stock
BlueLine Capital Partners III, LP
10% OwnerOther
Transactions
- Purchase
Series E 6% Convertible Promissory Note
2008-10-30$100000.00/sh(indirect: By BlueLine Capital Partners, LP)Exercise: $1.00From: 2008-10-30Exp: 2009-05-29→ Common Stock (100,000 underlying) - Purchase
Common Stock Warrant
2008-10-30+300,000→ 300,000 total(indirect: By BlueLine Capital Partners, LP)Exercise: $0.01From: 2008-10-30Exp: 2015-10-30→ Common Stock (300,000 underlying) - Purchase
Common Stock Warrant
2008-10-30+150,000→ 150,000 total(indirect: By BlueLine Capital Partners II, LP)Exercise: $0.01From: 2008-10-30Exp: 2015-10-30→ Common Stock (150,000 underlying)
Holdings
- 2,413,125(indirect: See Footnote 2)
Common Stock
Footnotes (4)
- [F1]This number does not include interest on the note which may be converted into shares of common stock as well.
- [F2]These securities are held by a "group" consisting of Timothy Bacci, a managing director of BlueLine Partners, L.L.C., BlueLine Capital Partners, L.P., BlueLine Capital Partners II, L.P., BlueLine Capital Partners III, L.P., BlueLine Partners, L.L.C., the sole general partner of BlueLine Capital Partners, L.P. and BlueLine Capital Partners II, L.P. and BlueLine Partners II, LLC, the sole general partner of BlueLine Capital Partners III, LP. Of the 2,413,125 shares of outstanding common stock owned by the reporting entities, 1,919,915 shares of common stock are owned by BlueLine Capital Partners, L.P., 150,350 shares of common stock are owned by BlueLine Capital Partners II, L.P., 142,860 shares of common stock are owned by BlueLine Capital Partners III, L.P., and 200,000 shares of restricted stock are owned by Timothy Bacci.
- [F3]These warrants were issued as additional consideration for the purchase of the Series E 6% Convertible Promissory Note.
- [F4]These securities are held by a "group" consisting of Timothy Bacci, a managing director of BlueLine Partners, L.L.C., BlueLine Capital Partners, L.P., BlueLine Capital Partners II, L.P., BlueLine Capital Partners III, L.P., BlueLine Partners, L.L.C., the sole general partner of BlueLine Capital Partners, L.P. and BlueLine Capital Partners II, L.P. and BlueLine Partners II, LLC, the sole general partner of BlueLine Capital Partners III, LP.
Documents
Issuer
AXS ONE INC
CIK 0000947427
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000947427
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 7:00 PM ET
- Accepted
- Nov 3, 4:01 PM ET
- Size
- 26.5 KB