Home/Filings/4/0001403127-08-000005
4//SEC Filing

CAROLINA NATIONAL CORP 4

Accession 0001403127-08-000005

CIK 0001157648operating

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 4:45 PM ET

Size

15.2 KB

Accession

0001403127-08-000005

Insider Transaction Report

Form 4
Period: 2008-01-31
Transactions
  • Disposition to Issuer

    Stock Warrants

    2008-01-31$11.65/sh6,667$77,6710 total
    Exercise: $10.00Exp: 2012-07-15Common Stock (6,667 underlying)
  • Disposition to Issuer

    Common Stock

    2008-01-312,0000 total(indirect: By Spouse)
  • Disposition to Issuer

    Stock Options

    2008-01-311500 total
    Exercise: $18.25Exp: 2017-04-01Common Stock (150 underlying)
  • Disposition to Issuer

    Common Stock

    2008-01-3111,1250 total
  • Disposition to Issuer

    Stock Options

    2008-01-312210 total
    Exercise: $17.75Exp: 2017-01-22Common Stock (221 underlying)
  • Disposition to Issuer

    Stock Options

    2008-01-311,1620 total
    Exercise: $16.26Exp: 2017-07-01Common Stock (1,162 underlying)
Footnotes (3)
  • [F1]Disposed of pursuant to merger agreement between issuer and First National Bancshares, Inc. for stock and/or cash subject to election and adjustment exchange agent.
  • [F2]Option provided for vesting in annual installments and all had vested. Options were assumed in merger and converted to options to purchase 1.4678 shares of shares of First National common stock for each CNCP shares at $6.81 per share.
  • [F3]Warrants were cancelled in the merger in exchange for cash payment of $11.65 per share.

Issuer

CAROLINA NATIONAL CORP

CIK 0001157648

Entity typeoperating
IncorporatedSC

Related Parties

1
  • filerCIK 0001157648

Filing Metadata

Form type
4
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 4:45 PM ET
Size
15.2 KB