4//SEC Filing
Och-Ziff Capital Management Group LLC 4
Accession 0001403256-15-000026
CIK 0001403256operating
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 7:23 PM ET
Size
18.4 KB
Accession
0001403256-15-000026
Insider Transaction Report
Form 4
Frank Joel
DirectorChief Financial Officer
Transactions
- Award
Class B Shares
2015-02-13+754→ 6,955,037 total - Gift
Och-Ziff Operating Group A Units
2014-03-03+241,159→ 2,512,672 total(indirect: By Trust)→ Class A Shares (241,159 underlying) - Award
Och-Ziff Operating Group A Units
2015-02-13+754→ 4,442,365 total→ Class A Shares (754 underlying) - Gift
Och-Ziff Operating Group A Units
2014-03-03−241,159→ 2,512,672 total(indirect: By Trust)→ Class A Shares (241,159 underlying) - Gift
Och-Ziff Operating Group A Units
2014-03-03−100,510→ 2,512,672 total(indirect: By Trust)→ Class A Shares (100,510 underlying) - Gift
Och-Ziff Operating Group A Units
2014-03-03+100,510→ 2,512,672 total(indirect: By Trust)→ Class A Shares (100,510 underlying)
Footnotes (6)
- [F1]Class B Shares of Och-Ziff Capital Management Group LLC (the "Company") entitle the holder to one vote per share and generally vote together with the Class A Shares of the Company as a single class on matters submitted to a vote of security holders. The Class B Shares do not represent any economic interest in the Company (or any of its affiliates). Upon the exchange of one Och-Ziff Operating Group A Unit for one Class A Share (as described in footnote 3), one Class B Share will be canceled for no consideration.
- [F2]In connection with the forfeiture by an executive managing director of Och-Ziff Operating Group A Units, the Reporting Person was reallocated Class B Shares. Each executive managing director holds a number of Class B Shares equal to the number of Och-Ziff Operating Group A Units held by such executive managing director.
- [F3]One Och-Ziff Operating Group A Unit consists of one Class A Common Unit of each of OZ Advisors LP ("OZA"), OZ Advisors II LP ("OZA II") and OZ Management LP ("OZM," and together with OZA and OZA II, the "Och-Ziff Operating Group"). Pursuant to an exchange agreement, the Reporting Person may, subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Och-Ziff Operating Group, exchange Och-Ziff Operating Group A Units for Class A Shares of the Company on a one-for-one basis, subject to exchange rate adjustments for splits, distributions and reclassifications. Upon the exchange of one Och-Ziff Operating Group A Unit for one Class A Share, one Class B Share will be canceled for no consideration.
- [F4]Reflects transfers between and among trusts.
- [F5]The Och-Ziff Operating Group A Units listed here are held in trusts. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person herein states that this filing shall not be deemed an admission that he or it is the beneficial owner of any such interests, and disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest therein.
- [F6]In connection with the forfeiture by an executive managing director of Och-Ziff Operating Group A Units, the Reporting Person was reallocated Och-Ziff Operating Group A Units.
Documents
Issuer
Och-Ziff Capital Management Group LLC
CIK 0001403256
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001403256
Filing Metadata
- Form type
- 4
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 7:23 PM ET
- Size
- 18.4 KB