Elisha Erez 4

4 · Och-Ziff Capital Management Group LLC · Filed Dec 28, 2018

Form 4

Period: 2018-12-26

Chief Accounting Officer

Transactions

Exercise/Conversion
Class A Shares
2018-12-26+300,748→ 300,748 total
Exercise/Conversion
Class A Restricted Share Units
2018-12-26−46,100→ 46,096 total
→ Class A Shares (46,100 underlying)
Exercise/Conversion
Class A Restricted Share Units
2018-12-26−25,999→ 51,994 total
→ Class A Shares (25,999 underlying)
Exercise/Conversion
Class A Restricted Share Units
2018-12-26−20,730→ 0 total
→ Class A Shares (20,730 underlying)
Exercise/Conversion
Class A Restricted Share Units
2018-12-26−207,919→ 415,835 total
→ Class A Shares (207,919 underlying)

Footnotes (6)

[F1]The transaction reported on this line represents the vesting of Class A Restricted Share Units as presented in Table II below.
[F2]Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
[F3]The Class A Restricted Share Units relate to outstanding Class A Restricted Share Units granted on January 31, 2016.
[F4]The Class A Restricted Share Units relate to outstanding Class A Restricted Share Units granted on January 31, 2017. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on December 26, 2019.
[F5]The Class A Restricted Share Units relate to outstanding Class A Restricted Share Units granted on January 31, 2018. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on December 26, 2019 and December 26, 2020.
[F6]The Class A Restricted Share Units relate to outstanding Class A Restricted Share Units granted on April 23, 2018. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on December 26, 2019 and December 26, 2020.

Documents

1 file