Elisha Erez 4

4 · Och-Ziff Capital Management Group LLC · Filed Jan 24, 2019

Insider Transaction Report

Form 4
Period: 2019-01-22
Elisha Erez
Chief Accounting Officer
Transactions
  • Award

    Class A Restricted Share Units

    2019-01-22+16,54016,540 total
    Class A Shares (16,540 underlying)
  • Sale

    Class A Shares

    2019-01-22$12.15/sh1,758$21,3553,516 total
Holdings
  • Class A Restricted Share Units

    Class A Shares (5,199 underlying)
    5,199
  • Class A Restricted Share Units

    Class A Shares (41,584 underlying)
    41,584
  • Class A Restricted Share Units

    Class A Shares (4,610 underlying)
    4,610
Footnotes (6)
  • [F1]The price reported in column 4 is a weighted average price. The Class A Shares were sold in multiple transactions at prices ranging from $11.76 to $12.32. Upon request the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer the full information regarding the number of Class A Shares sold at each separate price within the range set forth in this footnote.
  • [F2]Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
  • [F3]The Class A Restricted Share Units relate to Class A Restricted Share Units approved by the Issuer's Compensation Committee on January 22, 2019, which will be granted effective January 31, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 31, 2020, January 31, 2021 and January 31, 2022.
  • [F4]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on April 23, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on December 26, 2019 and December 26, 2020.
  • [F5]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on December 26, 2019 and December 26, 2020.
  • [F6]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2017. The Class A Restricted Share Units vest, subject to certain limited exceptions, on December 26, 2019.

Documents

1 file
  • 4
    wf-form4_154837147677625.xmlPrimary

    FORM 4