Sipp Thomas Michael 4
4 · Sculptor Capital Management, Inc. · Filed Jan 3, 2020
Insider Transaction Report
Form 4
Sipp Tom
Chief Financial Officer
Transactions
- Exercise/Conversion
Class A Shares
2020-01-01+10,887→ 61,205 total - Exercise/Conversion
Class A Restricted Share Units
2020-01-01−10,887→ 21,771 total→ Class A Shares (10,887 underlying)
Holdings
- 218,621
Class A Restricted Share Units
→ Class A Shares (218,621 underlying)
Footnotes (4)
- [F1]The transaction reported on this line represents the vesting of Class A Restricted Share Units as presented in Table II below.
- [F2]Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
- [F3]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021 and January 1, 2022.
- [F4]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2020 and May 3, 2021.