Sipp Thomas Michael 4

4 · Sculptor Capital Management, Inc. · Filed Mar 4, 2020

Form 4

Period: 2020-03-03

Chief Financial Officer

Transactions

Award
Class A Restricted Share Units
2020-03-03+492→ 22,263 total
→ Class A Shares (492 underlying)
Award
Class A Restricted Share Units
2020-03-03+588→ 26,606 total
→ Class A Shares (588 underlying)
Award
Class A Restricted Share Units
2020-03-03+4,943→ 223,564 total
→ Class A Shares (4,943 underlying)

Footnotes (5)

[F1]Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
[F2]The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units.
[F3]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2020 and May 3, 2021.
[F4]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021 and January 1, 2022.
[F5]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021, January 1, 2022 and January 1, 2023.

Documents

1 file