Sipp Thomas Michael 4
4 · Sculptor Capital Management, Inc. · Filed May 4, 2020
Insider Transaction Report
Form 4
Sipp Tom
Chief Financial Officer
Transactions
- Exercise/Conversion
Class A Restricted Share Units
2020-05-03−111,781→ 111,783 total→ Class A Shares (111,781 underlying) - Exercise/Conversion
Class A Shares
2020-05-03+111,781→ 172,986 total
Holdings
- 22,263
Class A Restricted Share Units
→ Class A Shares (22,263 underlying) - 26,606
Class A Restricted Share Units
→ Class A Shares (26,606 underlying)
Footnotes (5)
- [F1]The transaction reported on this line represents the vesting of Class A Restricted Share Units as presented in Table II below.
- [F2]Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
- [F3]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on May 3, 2021.
- [F4]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021, January 1, 2022 and January 1, 2023.
- [F5]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021 and January 1, 2022.