Shafir Robert Scott 4
4 · Sculptor Capital Management, Inc. · Filed Feb 2, 2021
Insider Transaction Report
Form 4
Shafir Robert Scott
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Class A Shares
2021-01-31+55,208→ 886,657 total - Exercise/Conversion
Class A Shares
2021-01-31+67,203→ 953,860 total - Exercise/Conversion
Class A Restricted Share Units
2021-01-31−55,208→ 165,620 total→ Class A Shares (55,208 underlying) - Exercise/Conversion
Class A Restricted Share Units
2021-01-31−67,203→ 134,407 total→ Class A Shares (67,203 underlying)
Holdings
- 688,415
Class A Restricted Share Units
→ Class A Shares (688,415 underlying) - 114,278
Class A Restricted Share Units
→ Class A Shares (114,278 underlying)
Footnotes (5)
- [F1]The transaction reported on this line represents the vesting of Class A Restricted Share Units.
- [F2]Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
- [F3]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 31, 2022, January 31, 2023 and January 31, 2024.
- [F4]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 31, 2022 and January 31, 2023.
- [F5]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 5, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on February 5, 2021 and February 5, 2022.