Shafir Robert Scott 4
4 · Sculptor Capital Management, Inc. · Filed Feb 5, 2021
Insider Transaction Report
Form 4
Shafir Robert Scott
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Class A Shares
2021-02-05+57,140→ 1,355,207 total - Exercise/Conversion
Class A Restricted Share Units
2021-02-05−57,140→ 57,138 total→ Class A Shares (57,140 underlying) - Exercise/Conversion
Class A Shares
2021-02-05+344,207→ 1,298,067 total - Exercise/Conversion
Class A Restricted Share Units
2021-02-05−344,207→ 344,208 total→ Class A Shares (344,207 underlying)
Holdings
- 134,407
Class A Restricted Share Units
→ Class A Shares (134,407 underlying) - 165,620
Class A Restricted Share Units
→ Class A Shares (165,620 underlying)
Footnotes (4)
- [F1]Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
- [F2]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 5, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, on February 5, 2022.
- [F3]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 31, 2022 and January 31, 2023.
- [F4]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 31, 2022, January 31, 2023 and January 31, 2024.