Sculptor Capital Management, Inc.·4

Feb 2, 6:03 PM ET

Cohen Wayne 4

4 · Sculptor Capital Management, Inc. · Filed Feb 2, 2023

Insider Transaction Report

Form 4
Period: 2023-01-31
Cohen Wayne
DirectorPresident and COO
Transactions
  • Sale

    Class A Shares

    [F1]
    2023-02-01$9.24/sh7,395$68,314526,088 total
  • Award

    Class A Restricted Share Units

    [F2][F3]
    2023-01-31+42,04142,041 total
    Class A Shares (42,041 underlying)
Holdings
  • Class A Restricted Share Units

    [F4][F5]
    Class A Shares (92,117 underlying)
    92,117
  • Class A Restricted Share Units

    [F2][F6]
    Class A Shares (10,488 underlying)
    10,488
Footnotes (6)
  • [F1]The Class A Shares were sold at prices ranging from $8.98 to $9.56. Upon request the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer the full information regarding the number of Class A Shares sold at each separate price.
  • [F2]Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
  • [F3]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2023. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024, January 1, 2025 and January 1, 2026.
  • [F4]Each Class A Restricted Share Unit represents a right to receive the cash value of one of the Issuer's Class A Shares upon the vesting date.
  • [F5]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2022. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
  • [F6]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2024.
Signature
/s/ Wayne Cohen|2023-02-02

Documents

1 file
  • 4
    wf-form4_167537901996597.xmlPrimary

    FORM 4