Levin James S 4

4 · Sculptor Capital Management, Inc. · Filed Mar 22, 2023

Form 4

Period: 2023-03-21

Head of Global Credit

Transactions

Award
Class A Shares
2023-03-21+16,736→ 4,077,344 total
Award
Class A Restricted Share Units
2023-03-21+16,736→ 728,076 total
→ Class A Shares (16,736 underlying)
Award
Class A Restricted Share Units
2023-03-21+2,246→ 97,775 total
→ Class A Shares (2,246 underlying)

Holdings

Footnotes (5)

[F1]The Class A Shares are dividend equivalents accrued on outstanding Class A Restricted Shares granted on January 31, 2022. The Class A Restricted Shares vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
[F2]Each Class A Restricted Share Unit represents a right to receive the cash value of one of the Issuer's Class A Shares upon the vesting date.
[F3]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2022. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
[F4]Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
[F5]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2024.

Documents

1 file